Securities

IIn keeping with our business and corporate law focus, counsel at DLBH LLP have extensive experience in all aspects of securities law. 

Our securities and corporate finance practitioners advise clients on a range of innovative domestic and international capital-raising transactions and project financings involving public offerings, initial public offerings and qualifying transactions for capital pool companies, private equity and debt offerings that include private placements, mutual fund trusts, investment funds, syndicated mortgages, structured products and hybrid securities. Our expertise includes matters involving stock exchange listings, filings and regulatory compliance, public disclosure obligations, corporate governance, mergers, acquisitions, business combinations and divestitures. As part of our ongoing relationships with clients, we advise on a variety of risk management, corporate governance and disclosure obligations that require us to interact with securities and exchange commissions, as well as boards of directors, compliance teams, investor relations professionals and shareholders.

Our clients include public and private entities, ranging from emerging companies to established companies listed on stock exchanges, exempt market dealers (EMDs) and investment fund mangers, merchant banks, venture capitalists and mutual fund trusts.

Our clients include companies in the oil and gas, hospitality, restaurant, insurance, manufacturing and power industries, to name a few. Our practitioners have been involved in capital-raising efforts through prospectus offerings and private placements of equity and debt securities in Canada and internationally.